Please read this Risk Notice before proceeding as it explains certain restrictions
imposed by law on the distribution of this information.
The purpose of this website is to give information only in respect of the Aurum
Funds and is directed solely at investors who are an Eligible Counterparty or Professional
Client or fall into one of the categories of defined by the Financial Conduct Authority
in the Conduct of Business Rules Chapter 4.12.1 Rule 4 (click here for definitions). The information on this website
is not aimed at persons resident in any country where the Aurum Funds are not registered
or approved for marketing or sale or in which the dissemination of information on
the Aurum Funds is not permitted, and is not for distribution in any State where
distribution is prohibited by law. It is your responsibility to be aware of and
to observe all applicable laws and regulations in any relevant jurisdiction.
The Aurum range of fund of funds currently comprise Aurum Atlas Fund ($,€,£), Aurum Fortress Fund ($), Aurum Investor Fund ($,€,£), Aurum Isis Fund ($,€,£,CHF,¥), Aurum Multi Strategy Fund ($,€, £), Aurum Synchronicity Fund ($,€,£), Aurum Universal Fund ($,€,£) and Aurum Managed Portfolio ($,€,£, CHF) (“the Funds”). The Funds are standard Funds under the Bermuda Investment Funds Act 2006. The Funds are sponsored by Aurum Fund Management Ltd, the parent company of Aurum Funds Limited
This website and the information contained herein do not constitute an offer to
enter into any contract or agreement nor is it a solicitation to buy or sell any
From a regulatory point of view, the Funds are unregulated collective investment
schemes. An unregulated collective investment scheme is not a recognised scheme
for the purposes of The Financial Services and Markets Act 2000.
Certain restrictions apply to the promotion of unregulated collective investment
schemes, including the Funds. In accordance with the Financial Services and Markets
Act 2000 and the Financial Conduct Authority New Conduct of Business Sourcebook
rules, we are only permitted to promote the Aurum Funds to you, if you fall within
specific categories of person. Different restrictions apply in certain jurisdictions.
The Funds cannot be promoted or sold in The United Kingdom, other than under the
exemptions permitted by the Financial Services and Market Act 2000 (Promotion of
Collective Investment Schemes) (Exemptions) Order 2001. The Funds are not subject
to the benefit of any compensation arrangements.
An investment in the Funds is only for the sophisticated and experienced investor
who can afford the risks inherent in this type of investment. An investment in the
Aurum Funds should be regarded as speculative and should not be used as a complete
investment programme. The Aurum Funds do not pay dividends and are not suitable
for investors requiring an income. If a prospective investor has any doubts about
the nature or suitability of the investment advice should be sought from their own
Prospective investors will be required to provide the information specified under
the Money Laundering Regulations in Ireland.
If you are unsure if the Funds are suitable investments for you please contact your
Financial Advisor for advice.
This information on this website is issued and approved by Aurum Funds Limited of
Ixworth House, 37 Ixworth Place, London, SW3 3QH, United Kingdom. Aurum Funds Limited
is authorised and regulated in the UK by the Financial Conduct Authority. Aurum
Funds Limited is exempt from the requirement to hold an Australian financial services
licence under the Corporations Act 2001 in respect of financial Services and is
regulated by the FCA under UK laws, which differ from Australian laws.
The Funds should be regarded as high-risk investments. Each prospectus, upon the
terms of which alone subscriptions will be accepted, sets out in detail the principal
risk factors to be considered. Any investment in the Funds may be subject to sudden
and large falls in value and losses on realisation could equal the amount invested.
Redemptions of investment in the Funds are subject to the restrictions set out in
the relevant Prospectus.
INVESTMENTS WHICH ARE NOT READILY REALISABLE
Shares in the Funds are valued regularly by the Administrator and may be redeemed
in accordance with the provisions in the Prospectus; however the shares are not
regularly traded on or under the rules of an investment exchange and accordingly
prospective investors may not be able to sell or realise their shares (except by
redemption) and they may not be able to obtain reliable information on value (except
from the Administrator) or the extent of the risks to which they are exposed. The
Funds invest from time to time in assets which also may not be readily realisable
and the Funds may find it difficult to sell or realise such assets or to obtain
reliable information about their value or the extent of the risks to which they
are exposed. These matters may prejudice the ability of the Funds to value the Funds’
shares or make redemptions.
FOREIGN CURRENCY-DENOMINATED INVESTMENTS
The Funds may invest in assets denominated in currencies other than the US Dollar.
The shares of the Funds are predominantly denominated in US Dollar, Euro and Sterling,
where the objective is to secure as far as possible that there is no gain or loss
from currency fluctuations. The Aurum Fortress Fund is available in US Dollar only;
and the Aurum Isis Fund is also available in Swiss Francs.
Changes in rates of exchange may have an adverse effect on the value price or income
Past performance is not necessarily a guide to future performance. The value of
units can fall as well as rise.
Although the Funds are listed on the Irish and Bermuda Stock Exchanges there is
no regular market in the Funds, but shareholders may redeem their shares at each
month end (except in circumstances where redemptions are suspended) by giving the
appropriate period of notice; please refer to the terms of the relevant prospectus.
WARRANTS AND DERIVATIVES RISKS
The Funds, or other investment funds in which they are invested, may invest in warrants
or derivatives. These instruments contain specific risks different to other investments.
On request, Aurum Funds Limited will provide copies of the Disclosure Statements
approved by the Financial Conduct Authority thereon.
INFORMATION CONTAINED ON THE SITE
Aurum Funds Limited makes reasonable efforts to provide accurate information on
the website; however, there may be delays, omissions or inaccuracies in the information.
The information on the website is as of the dates expressly stated herein and may
have changed subsequent to such dates. Aurum may change all or any portion of the
website any time without notice to you.
Aurum Funds Limited makes reasonable efforts to avoid technological problems, but
at any time all or part the website may not be available and may not function properly
or may have or may cause technological problems.
By entering the website you confirm that you are a qualifying investor as defined by the FCA and that you are not subject to any jurisdictional restrictions prohibiting access to information on unregulated collective investment schemes.